Keyword: National securities regulator

246 results found

Editorial

  • By: IE Staff
  • February 6, 2009 October 29, 2019
  • 15:13

National securities regulator is on the agenda. But is the agenda too limited?

Patchwork of regulation called unfair to financial advisors

A transition office and a common act should be realized within the year

Expert Panel’s “opt in” recommendation is an intriguing twist

Expert Panel chairman pleased with mostly positive reaction to report

Accounting association urges further reforms

Province would go to court to oppose federal legislation

Financial execs pleased to see principles-based approach to regulation

  • By: IE Staff
  • January 13, 2009 January 13, 2009
  • 15:25

“Opt-in” approach would provide national consistency in regulation, enhanced enforcement, lower regulatory costs

  • By: IE Staff
  • January 13, 2009 January 13, 2009
  • 12:50