The uncertain prospect of a national regulator weighs on Ontario’s plans
But the government has not hiked RRSP contribution limits, expanded the utility of TFSAs, or postponed the RRIF conversion deadline, as some had hoped
Council of Ministers of Securities Regulation releases progress report
The provincial ministers that currently oversee securities regulation in Canada, and have been championing a passport system among the provinces, are now waiting to see whether a single, federal regulator comes to fruition.The Provincial-Territorial Council of Ministers of Securities Regulation met on Feb. 5 in Edmonton, and issued a communique today outlining the results of […]
Is a national securities regulator the best hope?
Reference questions filed with Alberta Court of Appeal
Province’s Court of Appeal to hear case
Financial services industry must address the issues with self regulation proactively, Waitzer says
Those opting out of national regulator could be left behind; others, neglecting much-needed reforms
Another layer of regulation would not improve the current structure for advisors, Cowdery says