National securities regulator – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 26 Apr 2024 18:42:47 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png National securities regulator – Investment Executive https://www.investmentexecutive.com 32 32 Industry moves this week https://www.investmentexecutive.com/news/people/industry-moves-this-week-62/ Fri, 26 Apr 2024 18:41:00 +0000 https://www.investmentexecutive.com/?p=484745 A mix of retirements and board appointments

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]]> iA Private Wealth approved for dual registration https://www.investmentexecutive.com/news/industry-news/ia-private-wealth-approved-for-dual-registration/ Thu, 26 Oct 2023 16:56:59 +0000 https://www.investmentexecutive.com/?p=473948 Approval came nine months after the firm filed its initial application

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]]> Letter: Lament over modernization task force is misplaced https://www.investmentexecutive.com/insight/letters-to-the-editor/letter-lament-over-modernization-task-force-is-misplaced/ Tue, 07 Jun 2022 14:36:55 +0000 https://www.investmentexecutive.com/?p=445804 Disappointment rests on a mistaken presumption, writes Ian Russell

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]]> A national regulator? Sure, but it will take a miracle https://www.investmentexecutive.com/news/from-the-regulators/a-national-regulator-sure-but-it-will-take-a-miracle/ Tue, 05 Oct 2021 19:00:38 +0000 https://www.investmentexecutive.com/?p=430482 Ontario taskforce chair sees stalemate on national regulator and passport

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]]> SRO overhaul could hit speed bumps https://www.investmentexecutive.com/newspaper_/news-newspaper/sro-overhaul-could-hit-speed-bumps/ Mon, 30 Aug 2021 04:04:00 +0000 https://www.investmentexecutive.com/?p=427145 The CSA hasn’t set a timeline for reforms

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]]> Monitoring systemic risks remains a challenge https://www.investmentexecutive.com/newspaper_/news-newspaper/monitoring-systemic-risks-remains-a-challenge/ Mon, 14 Jun 2021 04:19:00 +0000 https://www.investmentexecutive.com/?p=423120 The federal government hasn’t given up on addressing systemic risk at the national level

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]]> The case for keeping our current national regulatory system https://www.investmentexecutive.com/inside-track_/paul-bourque/the-case-for-keeping-our-current-national-regulatory-system/ Wed, 02 Jun 2021 19:30:54 +0000 https://www.investmentexecutive.com/?p=422758 Improving the CSA makes more sense than trying to create another national regulator

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]]> Carbon tax ruling may set off years of turf fighting between the feds and provinces https://www.investmentexecutive.com/insight/columns/carbon-tax-ruling-may-set-off-years-of-turf-fighting-between-the-feds-and-provinces/ Tue, 04 May 2021 22:27:54 +0000 https://www.investmentexecutive.com/?p=421097 The ruling appears to have given Ottawa the national policy leverage it has long coveted

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]]> Budget promises funding for national regulator effort https://www.investmentexecutive.com/news/industry-news/budget-promises-funding-for-national-regulator-effort/ Tue, 20 Apr 2021 01:44:20 +0000 https://www.investmentexecutive.com/?p=420188 Feds pledge funding for CSTO, despite recent demise of CMAIO

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]]> Provincial divides could deepen with national regulator nixed https://www.investmentexecutive.com/newspaper_/news-newspaper/provincial-divides-could-deepen-with-national-regulator-nixed/ Mon, 19 Apr 2021 04:15:00 +0000 https://www.investmentexecutive.com/?p=419520 The provinces may have less incentive to find common ground following the shuttering of the CMAIO

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