Awards are based on risk-adjusted performance history going back as far as 10 years
Fourth case certified involving funds paying trailers to discount brokers
Plus, NEI partners with Picton Mahoney on alt fund
To be seen as professionals, advisors must be reasonable and transparent, writes John De Goey
Year over year, redemptions increased 30.5%
Mega-settlements drive global settlements to a five year high, ISS unit reports
Tepid performance as well as regulatory and political factors cooled U.S. investors' appetites
Regulators seek to codify initial investment restrictions, custody provisions
Net sales have been negative since March
Case against 1832 Asset Management L.P. is the latest to secure certification