Fund investors paid front-end loads, moved into fee-based accounts sooner than expected, regulators alleged
CCIR, CISRO propose new guidance on the design, distribution of seg funds
There are now nearly 1,500 ETFs listed in Canada, with $519B in AUM
ETF net sales set a year-to-date record
TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers
IFIC panel discusses ESG disclosures, fund sales and international collaboration
Proposals aim to boost investor protection around proprietary fund sales
Regulators cite concerns about high-pressure sales tactics in bank branches
Plus, T. Rowe Price launches target-date portfolio series in Canada
Bond mutual fund sales increase, equity funds power ETF net sales
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