Keyword: Mutual fund regulations

64 results found

IOSCO report examines examines investment fund liquidity management tools in 26 jurisdictions around the world

Comments sought from industry

The provincial regulator also wants to explore whether fund prospectuses provide sufficient clarity on different fund classes

Prospectus reviews focusing on disclosure of fees and expenses, investment objectives and strategies, and conflicts of interest

MOU includes mechanism for resolving disagreements about proposed changes

CSA extends deadline for fund rule comments

Proposals would create a more consistent regulatory framework for comparable investment products

Regulator conducts client disclosure sweep

OSC approves amendments to MFDA rules concerning the segregation of client property

Fund names not consistent with investment objectives or investment strategies, regulator says