Mutual fund regulations – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 08 Jul 2024 18:50:29 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Mutual fund regulations – Investment Executive https://www.investmentexecutive.com 32 32 ESMA consults on fund liquidity tool reforms https://www.investmentexecutive.com/news/from-the-regulators/esma-consults-on-fund-liquidity-tool-reforms/ Mon, 08 Jul 2024 18:50:29 +0000 https://www.investmentexecutive.com/?p=488973 European regulators aim to curb vulnerabilities revealed by March 2020 market stress

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]]> Fund managers need to spruce up IRCs https://www.investmentexecutive.com/news/from-the-regulators/fund-managers-need-to-spruce-up-ircs/ Thu, 21 Mar 2024 18:25:09 +0000 https://www.investmentexecutive.com/?p=482472 OSC, AMF call for freshening up fund governance

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]]> Regulatory issues for fund industry not unique to Canada https://www.investmentexecutive.com/inside-track_/andymitchell/regulatory-issues-for-fund-industry-not-unique-to-canada/ Mon, 04 Dec 2023 20:00:05 +0000 https://www.investmentexecutive.com/?p=476467 Total cost reporting, ESG challenges discussed at IFIC conference

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]]> CSA eases mutual funds’ move to T+1 https://www.investmentexecutive.com/news/from-the-regulators/csa-eases-mutual-funds-move-to-t1/ Thu, 19 Oct 2023 17:08:00 +0000 https://www.investmentexecutive.com/?p=473651 Regulators propose revisions to accommodate variety of settlement cycles

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]]> Regulators extend exemptions for discount brokers to comply with trailer ban https://www.investmentexecutive.com/news/from-the-regulators/regulators-extend-exemptions-for-discount-brokers-to-comply-with-trailer-ban/ Thu, 31 Aug 2023 19:27:02 +0000 https://www.investmentexecutive.com/?p=470886 The exemptions were previously slated to end on Nov. 30

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]]> Court pauses rival series of trailer-fee lawsuits https://www.investmentexecutive.com/news/from-the-regulators/court-pauses-rival-series-of-trailer-fee-lawsuits/ Thu, 03 Aug 2023 14:22:09 +0000 https://www.investmentexecutive.com/?p=469646 Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages

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]]> Money market rules are OK after all: Moody’s https://www.investmentexecutive.com/news/research-and-markets/money-market-rules-are-ok-after-all-moodys/ Fri, 28 Jul 2023 19:12:33 +0000 https://www.investmentexecutive.com/?p=469412 Major reforms unlikely after review finds funds resilient to market stress

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]]> Regulators lay groundwork for total cost reporting https://www.investmentexecutive.com/news/from-the-regulators/regulators-lay-groundwork-for-total-cost-reporting/ Tue, 13 Jun 2023 16:06:20 +0000 https://www.investmentexecutive.com/?p=467222 Industry braces for technical challenges as new disclosures take effect

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]]> Fund investors to get full cost disclosure, eventually https://www.investmentexecutive.com/news/from-the-regulators/fund-investors-to-get-full-cost-disclosure-eventually/ Thu, 20 Apr 2023 15:11:24 +0000 https://www.investmentexecutive.com/?p=464184 CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt

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]]> SEC commissioners criticize enforcement rationale https://www.investmentexecutive.com/news/from-the-regulators/sec-commissioners-criticize-enforcement-rationale/ Tue, 28 Feb 2023 17:01:02 +0000 https://www.investmentexecutive.com/?p=461166 Regulators objected to applying "best execution" duties to fund selection

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