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Keyword: Mutual fund regulations

68 results found
Pile of cryptocurrency coins

Regulators codify their approach to crypto funds in rules

rock climbing risk

Many firms use discretion to set ratings, some lack policies, CSA finds

Picking a dollar

Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers

U.S. efforts to undo regulatory reforms likely to be limited: Russell

Proposals aim to boost investor protection around proprietary fund sales

European regulators aim to curb vulnerabilities revealed by March 2020 market stress

OSC, AMF call for freshening up fund governance

Glass globe on newspaper

Total cost reporting, ESG challenges discussed at IFIC conference

Advisor tracking stocks

Regulators propose revisions to accommodate variety of settlement cycles

The exemptions were previously slated to end on Nov. 30

Judge makes ruling

Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages