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Keyword: Mutual fund regulations

65 results found
U.S. efforts to undo regulatory reforms likely to be limited: Russell

Proposals aim to boost investor protection around proprietary fund sales

European regulators aim to curb vulnerabilities revealed by March 2020 market stress

OSC, AMF call for freshening up fund governance

Glass globe on newspaper

Total cost reporting, ESG challenges discussed at IFIC conference

Advisor tracking stocks

Regulators propose revisions to accommodate variety of settlement cycles

The exemptions were previously slated to end on Nov. 30

Judge makes ruling

Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages

Board room discussion

Major reforms unlikely after review finds funds resilient to market stress

Industry braces for technical challenges as new disclosures take effect

CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt