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Keyword: Marketing

185 results found

Marketing company gets first-ever penalty for deficient advertorial disclosure

Pile of cryptocurrency coins

Regulator adopts series of measures to curb marketing, bolster investor protection

Painting pollution green with a highlighter

The risk of misleading disclosure pervades sustainable product lineups, European regulators say

responsible investments fossil fuels oil and gas energy sector

Regime to protect investors must also work for industry, regulator says

passengers waiting for flight stock photo

Proposed acquisition part of Loyalty Ventures bankruptcy court process in Canada

magnifying glass

Review to scrutinize communications, social media, finfluencers and greenwashing

Fewer than one-third of advisors surveyed had a defined marketing strategy

  • By: IE Staff
  • December 14, 2022 December 14, 2022
  • 14:02

BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes

advisor and client meeting

Some advisors take on too many clients outside their core market, warns Cerulli Associates

  • By: IE Staff
  • March 16, 2022 March 16, 2022
  • 13:53
virtual regulation

The regulator's reviews uncovered deficiencies at most firms examined