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Keyword: Market timing

79 results found

U.S. regulators fine Southwest US$10 million for improper fund trading

Three managers fined for failing to supervise brokers

MFDA fines Investors Group $2.65 million for market timing

Fund delear agrees to compensate investors

IDA settles with three brokerages over market timing

Imposes more than $40 million in penalties

  • By: Alan Husdal
  • December 16, 2004 December 16, 2004
  • 16:15

OSC approves fund market-timing settlements

$156.5 million set aside for investors

  • By: IE Staff
  • December 16, 2004 December 16, 2004
  • 14:30

OSC to settle with AIC over market timing activities

Hearing with four fund companies scheduled for Thursday

  • By: IE Staff
  • December 15, 2004 December 15, 2004
  • 08:20

Franklin Templeton added to market-timing probe

Fund manager co-operating with OSC review

  • By: IE Staff
  • December 14, 2004 December 14, 2004
  • 09:15

OSC to consider market timing settlements

Hearing scheduled for Thursday

  • By: IE Staff
  • December 13, 2004 December 13, 2004
  • 11:50

Brokerages reach settlement over market timing

IDA hearing set for Dec. 16

Pilgrim Baxter founders settle fund-trading charges

Executives ordered to pay US$160 million

Former Invesco CEO fined US$500,000

Invesco, AIM Investments formalize US$375 million deal to settle SEC charges

  • By: IE Staff
  • October 8, 2004 October 8, 2004
  • 14:10