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Keyword: Market timing

79 results found

SEC settles with AIM executives over market timing

Former AIM Distributors CEO fined US$125,000

OSC approves distribution plans for $205.6 million fund probe settlement

Investors to receive payments sooner

  • By: IE Staff
  • June 30, 2005 June 30, 2005
  • 15:10

OSC market-timing report misses mark

The regulator pursued only the managers who were the worst offenders; but critics say it should have gone after all who profited

MFDA releases reasons for market timing settlement

Regulatory panel considered several factors before accepting agreement with Investors Group

OSC releases report on mutual fund trading practices probe

Five sanctioned firms were the worst offenders, says Brown

NYSE Regulation levies US$13.5 million fine in market-timing controversy

Merrill Lynch, Pierce, Fenner & Smith failed to supervise brokers

SEC study analyzes impact of market timing at U.S. fund giant

Redemptions outweighed trading losses at Putnam

  • By: IE Staff
  • March 3, 2005 March 3, 2005
  • 16:10

OSC approves $49.1 million settlement with Franklin Templeton

Market timing probe comes to a close

  • By: IE Staff
  • March 3, 2005 March 3, 2005
  • 13:10

OSC schedules hearing for Franklin Templeton

Regulator to consider market timing settlement

  • By: IE Staff
  • February 28, 2005 February 28, 2005
  • 10:35

SEC settles two more charges of market timing

Bank of American to pay US$375 million; Columbia to pay US$140 million