Keyword: Market manipulation

165 results found

Compliance exam report documents SRO's emerging and ongoing concerns

social media

SEC, DoJ charge eight over social media driven pump-and-dumps

gold investment

Precious metals trader guilty of wire fraud, federal jury finds

U.S. authorities allege Quebec firm used in market manipulation

Metal handcuffs placed over the word fraud

SRO sees surge in scams involving foreign-issuer, small-cap IPOs

ESMA, EU energy regulator team up to increase market surveillance

SEC, DoJ allege that market manipulation drove penny stock to outlandish valuation

NSSC settles with Halifax firm that failed to oversee its day traders in China

BofA sanctioned for millions of reporting lapses over 10 years

Fund manager aimed to trigger US$20-million options payout, U.S. authorities allege