CIRO says rep failed to meet gatekeeper obligations by ignoring suspicious trading
Market manipulation scheme run on Discord channel, regulator says
Laurentian Bank Securities sanctioned for supervisory shortcomings
Pair pleaded guilty in penny stock fraud scheme
Traders sought to manipulate commodity futures markets, DoJ said
Former federal prosecutor to lead regulator's enforcement division
Sector faces all the risks of traditional finance, amplified by its own inherent vulnerabilities
Regulators' actions show that code is not above the law
Regulators issue revised principles for regulation, supervision of commodity derivatives
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
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