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Keyword: Market manipulation

165 results found
Pile of cryptocurrency coins

WFE proposes crypto regulation principles

Trade group calls for crypto trading to face similar standards as traditional markets

rules and regulations

CSA finalizes derivatives conduct rules

Canada remained the last G20 country without conduct standards for OTC derivatives markets

BCSC settles with participants in consultant scheme

Firm admitted insider trading, abusive market conduct

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

MX sanctions weak trading oversight

Wedbush Securities fined for compliance failings

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

MX settles over firm’s supervisory weaknesses

JitneyTrade fined $90,000 for weak controls over direct-access clients

Ruling protects accredited investors’ privacy

OSC decision to deny access to investors' identities upheld

Crypto coins

So far so good for crypto funds, but CSA flags risks

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds

liquid dollar sign

Bye bye, LIBOR; welcome, CORRA

U.S.-dollar LIBOR put to pasture as the first phase of CDOR reform ends

Small space ship flys like a rocket through the air

CFTC launches task forces for tech, environmental enforcement

Regulator's units to tackle new frontiers in fraud and misconduct

CFTC aims to root out fraud in carbon markets

Regulator asserts jurisdiction and calls for whistleblower tips