Regulators' actions show that code is not above the law
Regulators issue revised principles for regulation, supervision of commodity derivatives
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
Compliance exam report documents SRO's emerging and ongoing concerns
SEC, DoJ charge eight over social media driven pump-and-dumps
Precious metals trader guilty of wire fraud, federal jury finds
U.S. authorities allege Quebec firm used in market manipulation
SRO sees surge in scams involving foreign-issuer, small-cap IPOs
ESMA, EU energy regulator team up to increase market surveillance
SEC, DoJ allege that market manipulation drove penny stock to outlandish valuation