Proposal aims to address concerns about competitiveness of smaller brokers
Scheme generated over US$150 million in illicit profits
ESMA says novel abuses need to be addressed for DeFi sector to grow
Advisory and customer service functions are among the most advanced AI uses, a report says
Trade group calls for crypto trading to face similar standards as traditional markets
Canada remained the last G20 country without conduct standards for OTC derivatives markets
Firm admitted insider trading, abusive market conduct
Wedbush Securities fined for compliance failings
JitneyTrade fined $90,000 for weak controls over direct-access clients
OSC decision to deny access to investors' identities upheld