Agency issues opinion indicating that crypto novelties don't fall under securities law
Regulators face challenges with market fragmentation, high-tech trading
Derivatives regulator's acting head becomes director of enforcement
Move weakens investor protection, commissioner says
Regulator slims its roster of task forces, signals shift in focus
Investor suit sought more than $1 billion, settles for $6.5 million
Regulator settles with 12 firms for a combined US$63.1 million
Firms pay US$45 million to settle trade reporting, recordkeeping violations
Earlier decision requiring clearing broker to produce records overturned
Firm failed to fully investigate potentially manipulative trading by an ex-employee