Keyword: Market manipulation

148 results found
Judge looks at papers

Swiss firm sold gas cheap to benefit short position, regulator alleges

Judge looks at papers

Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds

Judge's gavel with magnifying glass on black.

Weaknesses in position reporting uncovered in compliance review

Short-term cash advances exploited in market manipulation

BCSC previously sanctioned participants in private placement scheme

priority

SRO integration and investor protection also on the agenda

gavel on a laptop

Crypto ruled a security by U.S. criminal jury for first time

Court declines to overturn panel's conclusions in market manipulation case

Company completed offering while valuation was inflated, regulator says

Investor floated fake takeover offer to boost stock's price