Keyword: Market manipulation

148 results found

Alleged scheme ran for more than eight years

Former trader pleads guilty to placing phantom orders for precious metals

The rule changes come into effect Sept. 6

Defendant pleads guilty to his role in the scheme

Regulators take aim at manipulative behaviour

They take effect in September

Rep admitted to making late-day trades in a venture stock on behalf of a client

The lawyer failed to identify that a former client was allegedly engaging in a market manipulation

Sanctions ordered against three people and a firm

Administrative penalties total nearly $1 million