Keyword: Market manipulation

165 results found

Regulator says US$45-million fraud followed an alleged secret takeover of a company

Brokers, advisors could face civil and criminal liability for misconduct, alert warns

The regulator will offer civil and criminal immunity for ratting out insider trading and market manipulation

a man interrupts a cascade of falling dominoes

Inactive company saw trading spike amid online chatter

new rules

CDOR, LIBOR facing changes in the year ahead

Deal with regulators involves $920 million in sanctions and disgorgement

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

The trio faces criminal charges and SEC allegations

U.S. regulators lay charges in an alleged international microcap trading fraud

FINRA, U.S. exchanges found Credit Suisse failed to oversee direct access clients

The firm allowed market access to offshore market manipulators