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Keyword: Market manipulation

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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Canadians charged in alleged U.S. pump-and-dump bust

The trio faces criminal charges and SEC allegations

Canadians charged by SEC for penny stock trading

U.S. regulators lay charges in an alleged international microcap trading fraud

U.S. broker sanctioned for failing to guard against market manipulation

FINRA, U.S. exchanges found Credit Suisse failed to oversee direct access clients

U.S. broker, ex-CEO sanctioned for enabling client misconduct

The firm allowed market access to offshore market manipulators

Pump and dump in Germany results in Ontario ban

The case involves a B.C. resident

Hedge fund trader sentenced in mismarking case

A 40-month prison sentence "underscores the seriousness" of the crimes, lawyer says

Record settlement in CFTC spoofing case

Tower Research Capital will pay US$67.4 million

Nasdaq sharpens market surveillance

New technology incorporates AI into monitoring systems

Traders in China manipulated U.S. stocks, SEC alleges

Eighteen traders generated at least US$31 million in illicit profits, regulator says

ESMA finalizes anti-abuse arrangements

Arrangements have been submitted to the European Commission for final approval