Market manipulation – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 14 Nov 2024 20:45:05 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Market manipulation – Investment Executive https://www.investmentexecutive.com 32 32 IOSCO seeks to bolster carbon markets https://www.investmentexecutive.com/news/from-the-regulators/iosco-seeks-to-bolster-carbon-markets/ Thu, 14 Nov 2024 20:45:05 +0000 https://www.investmentexecutive.com/?p=496769 Regulator issues report with recommendations for building safe, sound markets

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]]> Canadian pleads guilty in global pump-and-dump https://www.investmentexecutive.com/news/from-the-regulators/canadian-pleads-guilty-in-global-pump-and-dump/ Mon, 04 Nov 2024 22:06:28 +0000 https://www.investmentexecutive.com/?p=495999 Alleged mastermind to be sentenced in U.S. court next May

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]]> Brokerage sanctioned for gatekeeper failures https://www.investmentexecutive.com/news/from-the-regulators/brokerage-sanctioned-for-gatekeeper-failures/ Thu, 10 Oct 2024 17:56:26 +0000 https://www.investmentexecutive.com/?p=494449 CIRO settles with firm over failure to question suspicious trading activity

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]]> U.S. dismantles crypto manipulation schemes https://www.investmentexecutive.com/news/from-the-regulators/u-s-dismantles-crypto-manipulation-schemes/ Thu, 10 Oct 2024 17:47:33 +0000 https://www.investmentexecutive.com/?p=494446 FBI created its own cryptoasset to help uncover manipulation-as-a-service

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]]> Latest TD stumble a credit negative: Moody’s https://www.investmentexecutive.com/news/from-the-regulators/latest-td-stumble-a-credit-negative-moodys/ Mon, 07 Oct 2024 18:22:50 +0000 https://www.investmentexecutive.com/?p=494018 Monetary impact is immaterial, but bank's rep takes another hit

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]]> CFTC brings first carbon market fraud case https://www.investmentexecutive.com/news/from-the-regulators/cftc-brings-first-carbon-market-fraud-case/ Thu, 03 Oct 2024 18:02:52 +0000 https://www.investmentexecutive.com/?p=493876 Company allegedly overstated impact of its work to obtain unwarranted carbon offset credits

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]]> LIBOR finally put to rest https://www.investmentexecutive.com/news/from-the-regulators/libor-finally-put-to-rest/ Tue, 01 Oct 2024 18:04:24 +0000 https://www.investmentexecutive.com/?p=493716 Synthetic settings cease, marking last step in major benchmark reform

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]]> TD failed to oversee Treasuries trader: U.S. regulators https://www.investmentexecutive.com/news/from-the-regulators/td-failed-to-oversee-treasuries-trader-u-s-regulators/ Mon, 30 Sep 2024 21:39:02 +0000 https://www.investmentexecutive.com/?p=493662 Trader engaged in widespread spoofing, authorities alleged

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]]> CFTC issues first voluntary carbon markets guidance https://www.investmentexecutive.com/news/from-the-regulators/cftc-issues-first-voluntary-carbon-markets-guidance/ Fri, 20 Sep 2024 17:58:19 +0000 https://www.investmentexecutive.com/?p=493209 Regulator seeks to facilitate growth of fair, liquid and transparent emissions trading

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]]> CFTC sanctions benchmark manipulation https://www.investmentexecutive.com/news/from-the-regulators/cftc-sanctions-benchmark-manipulation/ Tue, 27 Aug 2024 20:58:01 +0000 https://www.investmentexecutive.com/?p=491699 Swiss firm sold gas cheap to benefit short position, regulator alleges

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