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Keyword: Margin debt

44 results found
Rules and regulations

SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project

Move allows more time to deal with operational, regulatory issues

Frankfurt, Germany - November 09, 2020: European Central Bank ECB, EZB headquarters at Eastend Frankfurt, Germany. The European Central Bank (ECB) is the central bank of the Eurozone. Close-up of the logo in front of the building.

Declining liquidity contributed to tighter credit terms, survey finds

volatility

Policymakers aim to address issues exposed in March 2020 market stress

Board room discussion

Report sets out recommendations for addressing risks posed by leverage build ups

Phone finances

SRO considers modernizing rules amid market, investor evolution

Economic growth

ESMA promises transition oversight group to support move to faster settlement

Group of business people holding puzzle pieces at a boardroom table

CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project

Building graph

FSB proposes series of recommendations for addressing liquidity issues

Firm failed to adequately oversee rep's risky trading strategy, CIRO says