SRO considers modernizing rules amid market, investor evolution
ESMA promises transition oversight group to support move to faster settlement
CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project
FSB proposes series of recommendations for addressing liquidity issues
Firm failed to adequately oversee rep's risky trading strategy, CIRO says
Question of whether client used stop loss orders requires hearing, court rules
Financial sector funds now out of bounds for regulator's employees
Seeks input by Apr. 14 aimed at improving markets' ability to handle elevated margin calls
First phase of reforms to take effect Sept. 28
IOSCO, Basel Committee recommendations target non-central clearing markets