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Keyword: Margin debt

40 results found
Board room discussion

Report sets out recommendations for addressing risks posed by leverage build ups

Phone finances

SRO considers modernizing rules amid market, investor evolution

Economic growth

ESMA promises transition oversight group to support move to faster settlement

Group of business people holding puzzle pieces at a boardroom table

CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project

Building graph

FSB proposes series of recommendations for addressing liquidity issues

Firm failed to adequately oversee rep's risky trading strategy, CIRO says

Court ruling

Question of whether client used stop loss orders requires hearing, court rules

Financial sector funds now out of bounds for regulator's employees

Piles of coins

Seeks input by Apr. 14 aimed at improving markets' ability to handle elevated margin calls

new rules

First phase of reforms to take effect Sept. 28