Managing General Agencies – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 30 Oct 2024 21:28:26 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Managing General Agencies – Investment Executive https://www.investmentexecutive.com 32 32 Ontario promises MGA licensing https://www.investmentexecutive.com/news/from-the-regulators/ontario-promises-mga-licensing/ Wed, 30 Oct 2024 21:28:26 +0000 https://www.investmentexecutive.com/?p=495771 OSC asked to review OM exemption, beneficial ownership registry being examined

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]]> Ontario proposes new MGA regulation https://www.investmentexecutive.com/news/from-the-regulators/ontario-proposes-new-mga-regulation/ Fri, 26 Jul 2024 20:16:18 +0000 https://www.investmentexecutive.com/?p=490101 New regime aims to enhance consumer protection, set industry standards

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]]> FSRA puts conditions on ivari’s registration https://www.investmentexecutive.com/news/from-the-regulators/fsra-puts-conditions-on-ivaris-registration/ Fri, 31 May 2024 21:04:47 +0000 https://www.investmentexecutive.com/?p=486881 A monitor must review the selling practices of the MGAs that recruit and supervise agents selling ivari’s products

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]]> FCNB joins fight against LLQP cheats https://www.investmentexecutive.com/news/from-the-regulators/fcnb-joins-fight-against-llqp-cheats/ Tue, 28 May 2024 21:59:55 +0000 https://www.investmentexecutive.com/?p=486633 Regulator follows CISRO, FSRA with tougher exam administration policy

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]]> FSRA takes enforcement action against MGA https://www.investmentexecutive.com/news/from-the-regulators/fsra-takes-enforcement-action-against-mga/ Fri, 05 Apr 2024 19:22:55 +0000 https://www.investmentexecutive.com/?p=483257 Regulator suspends firm and agents amid alleged misconduct

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]]> FSRA proposes guidance on life agent fitness https://www.investmentexecutive.com/news/from-the-regulators/fsra-proposes-guidance-on-life-agent-fitness/ Wed, 22 Nov 2023 18:06:10 +0000 https://www.investmentexecutive.com/?p=475869 Draft guidance forms part of larger effort to improve industry conduct

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]]> Strengthening oversight and accountability of the life insurance sector https://www.investmentexecutive.com/insight/columns/strengthening-oversight-and-accountability-of-the-life-insurance-sector/ Tue, 14 Nov 2023 20:00:15 +0000 https://www.investmentexecutive.com/?p=475293 New guidance will target responsibilities of insurers, MGAs, and identify suitability requirements for life agents

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]]> Former life agent fined for client servicing scheme https://www.investmentexecutive.com/news/from-the-regulators/former-life-agent-fined-for-client-servicing-scheme/ Fri, 23 Jun 2023 21:14:21 +0000 https://www.investmentexecutive.com/?p=467929 FSRA brought similar allegations against the agent earlier this year

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]]> Life agents falling short, FSRA finds https://www.investmentexecutive.com/news/from-the-regulators/life-agents-falling-short-fsra-finds/ Tue, 02 May 2023 18:39:22 +0000 https://www.investmentexecutive.com/?p=464773 Almost half of high-risk agent reviews found best-practice failures

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]]> FSRA proposes new conditions on life MGA https://www.investmentexecutive.com/news/from-the-regulators/fsra-proposes-new-conditions-on-life-mga/ Thu, 06 Apr 2023 19:30:29 +0000 https://www.investmentexecutive.com/?p=463589 Supervision framework “largely based on delegation to upline agents,” regulator alleged

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