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Keyword: Managing General Agencies

104 results found
Oversight direction

OSC asked to review OM exemption, beneficial ownership registry being examined

buying insurance on a cell phone

New regime aims to enhance consumer protection, set industry standards

A monitor must review the selling practices of the MGAs that recruit and supervise agents selling ivari’s products

Doing Homework

Regulator follows CISRO, FSRA with tougher exam administration policy

Entrance to Financial Services Regulatory Authority of Ontario

Regulator suspends firm and agents amid alleged misconduct

Dominos falling

Draft guidance forms part of larger effort to improve industry conduct

Entrance to Financial Services Regulatory Authority of Ontario

New guidance will target responsibilities of insurers, MGAs, and identify suitability requirements for life agents

  • By: Huston Loke
  • November 14, 2023 November 14, 2023
  • 15:00

FSRA brought similar allegations against the agent earlier this year

magnifying glass

Almost half of high-risk agent reviews found best-practice failures

Supervision framework “largely based on delegation to upline agents,” regulator alleged