Litigation risk – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 27 May 2024 19:43:21 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Litigation risk – Investment Executive https://www.investmentexecutive.com 32 32 AML issues aside, TD had solid quarter: Moody’s https://www.investmentexecutive.com/news/research-and-markets/aml-issues-aside-td-had-solid-quarter-moodys/ Mon, 27 May 2024 19:43:21 +0000 https://www.investmentexecutive.com/?p=486560 Strong revenues boost earnings amid rising provisions, charges

The post AML issues aside, TD had solid quarter: Moody’s appeared first on Investment Executive.

]]> SEC climate rules likely to land in court https://www.investmentexecutive.com/news/from-the-regulators/sec-climate-rules-likely-to-land-in-court/ Wed, 06 Mar 2024 21:33:00 +0000 https://www.investmentexecutive.com/?p=481704 Industry, environmental groups gearing up for legal fight over disclosure requirements

The post SEC climate rules likely to land in court appeared first on Investment Executive.

]]> CIRO arms firms to face ransomware attacks https://www.investmentexecutive.com/news/from-the-regulators/ciro-arms-firms-to-face-ransomware-attacks/ Tue, 20 Feb 2024 20:13:33 +0000 https://www.investmentexecutive.com/?p=480749 SRO publishes playbook for dealing with growing cyber threat

The post CIRO arms firms to face ransomware attacks appeared first on Investment Executive.

]]> A series of unfortunate events doomed Credit Suisse https://www.investmentexecutive.com/news/from-the-regulators/a-series-of-unfortunate-events-doomed-credit-suisse/ Tue, 19 Dec 2023 20:01:39 +0000 https://www.investmentexecutive.com/?p=477567 Regulators make case for greater supervisory and enforcement powers

The post A series of unfortunate events doomed Credit Suisse appeared first on Investment Executive.

]]> Investors are largely ignoring greenwashing https://www.investmentexecutive.com/news/from-the-regulators/investors-are-largely-ignoring-greenwashing/ Tue, 19 Dec 2023 18:07:45 +0000 https://www.investmentexecutive.com/?p=477560 European regulator finds there's no financial price for green scandals

The post Investors are largely ignoring greenwashing appeared first on Investment Executive.

]]> No free lunch from carbon offsets: Moody’s https://www.investmentexecutive.com/news/research-and-markets/no-free-lunch-from-carbon-offsets-moodys/ Mon, 18 Sep 2023 17:25:44 +0000 https://www.investmentexecutive.com/?p=471784 The rating agency warned that companies need to be careful when using carbon offsets to reduce emissions

The post No free lunch from carbon offsets: Moody’s appeared first on Investment Executive.

]]> AI likely to boost credit quality: Moody’s https://www.investmentexecutive.com/news/research-and-markets/ai-likely-to-boost-credit-quality-moodys/ Thu, 14 Sep 2023 19:10:36 +0000 https://www.investmentexecutive.com/?p=471608 Risks include increased inequality, social disruption

The post AI likely to boost credit quality: Moody’s appeared first on Investment Executive.

]]> Post-merger UBS faces profit, execution risks https://www.investmentexecutive.com/news/research-and-markets/post-merger-ubs-faces-profit-execution-risks/ Wed, 21 Jun 2023 17:27:38 +0000 https://www.investmentexecutive.com/?p=467697 DBRS affirms ratings on UBS, Credit Suisse, but outlook is negative

The post Post-merger UBS faces profit, execution risks appeared first on Investment Executive.

]]> U.S. anti-trust action poses challenge to companies https://www.investmentexecutive.com/news/research-and-markets/u-s-anti-trust-action-poses-challenge-to-companies/ Thu, 08 Jun 2023 20:50:20 +0000 https://www.investmentexecutive.com/?p=467091 Corporate M&A faces growing legal, regulatory threat in U.S., Fitch says

The post U.S. anti-trust action poses challenge to companies appeared first on Investment Executive.

]]> When it comes to ESG, fund managers damned if they do and damned if they don’t https://www.investmentexecutive.com/news/research-and-markets/when-it-comes-to-esg-fund-managers-damned-if-they-do-and-damned-if-they-dont/ Mon, 29 May 2023 18:03:36 +0000 https://www.investmentexecutive.com/?p=466328 Growing politicization of ESG investing in U.S. poses risk to asset managers, Moody's says

The post When it comes to ESG, fund managers damned if they do and damned if they don’t appeared first on Investment Executive.

]]>