linked notes – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Sun, 10 Nov 2019 21:13:30 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png linked notes – Investment Executive https://www.investmentexecutive.com 32 32 Linked notes changes having major impact https://www.investmentexecutive.com/newspaper_/news-newspaper/linked-notes-changes-having-major-impact/ Fri, 11 Nov 2016 05:55:00 +0000 https://www.investmentexecutive.com/uncategorized/linked-notes-changes-having-major-impact/ Sales of PARNs are down by about 50% since the feds proposed altering the tax treatment of linked notes

The post Linked notes changes having major impact appeared first on Investment Executive.

]]> Minor reprieve for linked notes https://www.investmentexecutive.com/news/products/minor-reprieve-for-linked-notes/ Fri, 16 Sep 2016 16:45:00 +0000 https://www.investmentexecutive.com/uncategorized/minor-reprieve-for-linked-notes/ Only linked notes sold in 2017 and beyond will be subject to tax rules proposed in the 2016 federal budget

The post Minor reprieve for linked notes appeared first on Investment Executive.

]]> Time to help clients consider their linked notes investments https://www.investmentexecutive.com/inside-track_/jamie-golombek/time-to-help-clients-consider-their-linked-notes-investments/ Mon, 04 Apr 2016 10:00:00 +0000 https://www.investmentexecutive.com/uncategorized/time-to-help-clients-consider-their-linked-notes-investments/ This year’s federal budget proposes to change the tax laws governing linked notes to treat a gain realized on the sale as interest earned on the debt obligation

The post Time to help clients consider their linked notes investments appeared first on Investment Executive.

]]> Feds to end tax-planning opportunity associated with linked notes https://www.investmentexecutive.com/in-depth_/special-reports/feds-to-end-tax-planning-opportunity-associated-with-linked-notes/ Tue, 22 Mar 2016 21:35:00 +0000 https://www.investmentexecutive.com/uncategorized/feds-to-end-tax-planning-opportunity-associated-with-linked-notes/ Feds to end tax-planning opportunity associated with linked notes

The post Feds to end tax-planning opportunity associated with linked notes appeared first on Investment Executive.

]]> Sell PPNs through dealers: MFDA https://www.investmentexecutive.com/news/from-the-regulators/sell-ppns-through-dealers-mfda/ Wed, 13 Feb 2013 20:45:00 +0000 https://www.investmentexecutive.com/uncategorized/sell-ppns-through-dealers-mfda/ KYC and suitability obligations apply to all sales of Principal Protected Notes by fund dealer reps

The post Sell PPNs through dealers: MFDA appeared first on Investment Executive.

]]> IIROC issues guideline on sale of PPNs https://www.investmentexecutive.com/news/from-the-regulators/iiroc-issues-guideline-on-sale-of-ppns/ Wed, 19 Dec 2012 19:30:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-issues-guideline-on-sale-of-ppns/ Reps with bank-owned dealers must sell PPNs through the investment dealer not the financial institution

The post IIROC issues guideline on sale of PPNs appeared first on Investment Executive.

]]> PPNs must be sold through registered dealers: CSA https://www.investmentexecutive.com/news/from-the-regulators/ppns-must-be-sold-through-registered-dealers-csa/ Thu, 30 Aug 2012 16:25:00 +0000 https://www.investmentexecutive.com/uncategorized/ppns-must-be-sold-through-registered-dealers-csa/ Regulators take action to ensure PPN sales are subject to KYC, suitability rules

The post PPNs must be sold through registered dealers: CSA appeared first on Investment Executive.

]]> IIROC compliance reviews uncover deficiencies in disclosure, due diligence https://www.investmentexecutive.com/news/from-the-regulators/iiroc-compliance-reviews-uncover-deficiencies-in-disclosure-due-diligence/ Tue, 31 Aug 2010 19:19:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-compliance-reviews-uncover-deficiencies-in-disclosure-due-diligence/ Reviews focus on new products and principal-protected notes

The post IIROC compliance reviews uncover deficiencies in disclosure, due diligence appeared first on Investment Executive.

]]> MFDA tackles the sale of PPNs https://www.investmentexecutive.com/newspaper_/news-newspaper/news-48047/ Fri, 06 Feb 2009 17:01:00 +0000 https://www.investmentexecutive.com/uncategorized/news-48047/ Proposed amendments will see PPNs sales go through MFDA dealers, triggering KYC obligations

The post MFDA tackles the sale of PPNs appeared first on Investment Executive.

]]> MFDA mulls rule amendments for principal-protected notes https://www.investmentexecutive.com/news/from-the-regulators/mfda-mulls-rule-amendments-for-principal-protected-notes/ Sun, 25 Jan 2009 21:40:00 +0000 https://www.investmentexecutive.com/uncategorized/mfda-mulls-rule-amendments-for-principal-protected-notes/ CSA urges action to ensure that KYC and suitability obligations apply to all dealings in PPNs

The post MFDA mulls rule amendments for principal-protected notes appeared first on Investment Executive.

]]>