New course combines existing derivatives course and options licensing course
PIAC suggests establishing SRO for financial planners in Canada
Fragmented regulatory system fails to offer adequate protection
Some firms are trying to restrict their advisors’ insurance business
Regulators will soon start to look at this recommendation — and others — concerning incidental sales of insurance
The amendments have been waiting for final approval from the securities commissions since 2004
Advocis has obtained leave to intervene in the Supreme Court of Canada case Canadian Western Bank v. Alberta regarding provincial jurisdiction to require mandatory licensing for individuals selling credit insurance products.The issue is whether a federally chartered bank must obtain a license under the Alberta Insurance Act in order to promote certain insurance products in […]
Agents required to hold $1 million in E&O insurance
60% score effective November 1
Five funds added to seg fund lineup