Helping set up website not a violation of securities laws, Ontario Court rules
Failure to keep a potential beneficiary informed overrides a limitation period, B.C. court rules
But the costs of terminating a long-term administrative employee who had agreed to work for the buyer for at least six months after the sale were the buyer’s responsibility
A settlement the advisor signed with his former firm included a provision waiving the rights he had under the terms of his employment agreement
Court decision means a former spouse loses access to life insurance proceeds because of change to beneficiary in ex-spouse's policy
The couple claimed to have lost $1.2 million as a result of poor advice from a TD Waterhouse advisor more than a decade ago
Ellen Bessner and Dan Richards discuss how advisors should respond when they are audited by a regulator (Part 8 of 8)
Ellen Bessner and Dan Richards discuss the steps you need to take right away if a client makes a complaint that may involve a lawsuit (Part 7 of 8)
Ellen Bessner and Dan Richards explain that an issue with one regulator is increasingly requiring advisors to respond to several regulatory bodies (Part 6 of 8)
A court rules that trustees and executors can be on the hook for losses if the estate's assets aren't managed prudently
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