AI-related filings rise; crypto cases fall, and are in doubt if regulation arrives
Investor suit sought more than $1 billion, settles for $6.5 million
Quebec court refuses to stay lawsuit, saying regulatory, receivership proceedings could take years
Fund change triggered large tax bills for certain investors, regulators alleged
Revised agreement between a rep and his former firm was valid: decision
TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers
Target of SEC enforcement can have access to frozen funds for appeal, court says
PwC proposes an interim $473 million payout to investors
Certification body agrees not to challenge CIFP’s right to use trademarked Chartered Financial Planner designation
Target of insider trading case was prevented from airing abuse of process claims, court says
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