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Cybersecurity breaches may have disclosed personal and financial information of up to 90,000 customers

Autorité des marchés financiers “very disappointed” with decision

Law society complaints dismissed

The interests of the clients must be put ahead of those of the firm, court says

The court also denied the defunct labour-sponsored investment fund’s counter claim

Ontario advisor violated securities rules by borrowing funds from several insurance clients

  • By: IE Staff
  • May 17, 2018 November 13, 2019
  • 11:00

Two RBCDS advisors violated agreement by calling clients when they moved from MD Management, court says

The action against TD Asset Management claims damages of $200 million

Setting up a trust or buying an insurance policy could offer protection for clients' families without putting assets at risk

Court rules RBC Capital Partners failed to adequately compensate managing director