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556 results found

Court denies appeal in client overcharging case

A former TD Bank compliance officer's unusual legal action has been rejected again

Court orders trial to assess whether investor was misled

Investor's sophistication at issue in unregistered trading scheme

B.C. court approves class action settlement

Deal includes $2.4 million and cooperation with ongoing litigation

Securities settlements surge in 2020: ISS

Value of class action resolutions jumped due to "mega" cases

Court rejects class action against RBC fund dealer

Case claimed extra compensation for selling in-house funds harmed investors

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Court upholds BCSC decision favouring public access

Evidence released by the regulator is being used in a potential class action

SCC greenlights class action against fund dealer, manager

The lawsuit involves risk disclosure

Public interest outweighs possible prejudice, IIROC panel rules

Rep facing discipline is allowed to use IIROC transcript in court case

business woman esg

ISS to boost Canadian board diversity benchmarks

Firm plans to set 30% as new standard for female board representation

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

TDAM loses bid to block class action

The Ontario Divisional Court has rejected TDAM’s leave to appeal an earlier ruling

  • By: IE Staff
  • October 9, 2020 October 9, 2020
  • 10:23