Court rejects appeal of finding that firm could be prejudiced by settlement
Claim alleged investors were harmed by mutual funds paying trailers to discount brokers
Investor alleges PACE securities sold without required disclosure while under FSRA administration
Rebate decision failed to properly consider impacts of the pandemic
BMO to unwind $1.2-billion provision after ruling in its favour
Nadine Ahn is challenging the claims against her in a $50-million lawsuit
Appeals of Tribunal's merits and sanctions decisions rejected
Both sides appealed rulings involving rep inheriting client's estate
Guidance on publishing allegations is reasonable, court finds
RBC the latest large fund manager to face fund fee suit