Suit alleges that retail investor trades violated securities law
Ontario court allows bid for judicial review of enforcement practices
Case alleges Scotiabank charged duplicate fees on failed debits
Firm failed to adequately oversee rep's risky trading strategy, CIRO says
Association paid outstanding invoice, plus interest and majority of legal fees, SeeWhy says
Question of whether client used stop loss orders requires hearing, court rules
The claim is the third against the national financial advisors association in recent months
Appeals by advisor, analyst in insider trading case dismissed
Lawsuits seeks damages for certain BMO advisors
Environmental organizations say U.S. regulator succumbed to industry pressure