Keyword: Investor protection

1713 results found
whistle blower

Regulator issues guidance to encourage self-reporting, cooperation, remediation

Pile of cryptocurrency coins

Company to pay over US$500 million to resolve U.S. charges

ponzi scheme

PwC seeks return of millions from investors that made money in scheme

Crypto currency

Group aims to identify challenges with implementing global framework

Regulator shifts focus to broader online misconduct against retail investors

trader at desk

Regulators face challenges with market fragmentation, high-tech trading

Businessman touching a screen showing the concept of global networks

CIRO plans to facilitate voluntary participation in federal open banking effort

Judge looks at papers

Ex-rep sanctioned for providing disgruntled clients with false portfolio reports

Judge's gavel

Case marks the regulator's eighth and last enforcement action in this area

Crypto coins

Regulator proposes knowledge standards under new crypto regime