Keyword: Investor protection

1699 results found
crypto currency regulation

Estonian pair agreed to forfeit over US$400 million in assets for duping investors

white house in washington dc

Advocate's shutdown would ease legal and compliance costs, DBRS says

compliance

Supreme Court rules that the charges don't meet the test for extradition

Illustration of a businessperson using a magnifying glass to examine files

Move weakens investor protection, commissioner says

Regulator signals halt to its legal defence of tougher climate rules

Court settlement

$30 million deal requires court approval, set for March 26

Computer tapping

Demand for advice, strong markets to drive growth in client assets

saving money

Regulator defends its conduct in 'mini-bond' investigations

Judge makes ruling

Fund investors don't need to allege fraud, court finds

Crypto coins

Agency releases documents showing past resistance to banks' crypto efforts