Keyword: Investor protection

1713 results found
Australian finances

ASIC, RBA highlight operational risk worries at exchange

Digital insurance concept

European regulators call for heightened vigilance to array of risks

Pile of cryptocurrency coins

U.S. regulators ease barriers to crypto-related activities

Fraud

Ex-Morgan Stanley advisor pleaded guilty to fraud, other charges

Gavel and texts

Resolution avoids risk of litigation, insolvency, court finds

Regulator abandons legal defence of climate rules that began under previous administration

whistle blower

Bipartisan proposal would extend anti-retaliation protections, speed up award decisions

Chart showing ups and downs of stock market

In settlement with OSC, executive sanctioned for loss-making insider trading

Class action

Total value of investor settlements dip, as cases involve smaller issuers, SPACs

UK flag

Regulator aims to cut old requirements amid new conduct standards