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Keyword: Investor protection

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IOSCO embarks on retail investor protection roadmap

Regulators' initiative targets emerging digital risks, broker conflicts

Magnifying glass on documents

CSA to expand electronic access disclosure model

Regulators aim to address concerns about retail investor protection

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

AI hedge fund manager duped investors, U.S. authorities allege

Fund's manager allegedly lied about its strategy, assets, performance

Gavel and texts

Court rules BCSC panel’s process was unfair

Target of insider trading case was prevented from airing abuse of process claims, court says

Dominos falling

Risks lurk as reform implementation lags: FSB

Policy work has made progress, but slow adoption leaves system vulnerable

digital euro

ESMA calls for T+1 in 2027

European regulator says transition will enhance market efficiency, resilience

Bitcoin

Bitfinex hacker gets prison time

Husband, wife sentenced on money laundering conspiracy charges

consultation discussion

FCA seeks redress system reform

Regulators aim to improve handling of systemic issues

environment

U.K. to regulate ESG ratings providers

Government aims to instil confidence in ratings, drive growth, and deter greenwashing

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CIRO sanctions supervisory lapses at Desjardins

Firm failed to oversee trading activity by a couple of its reps

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