Keyword: Investor protection

1624 results found
Greenwashing ESG

Experiment finds investors lured by ESG ratings they don't understand

penalty card

Man banned four years, pays $135,000 in settlement with regulator

Review highlights improved board diversity, lack of female CEOs, CFOs

Phone finances

SRO considers modernizing rules amid market, investor evolution

Gavel and Money - Canada stock photo

OSC proved most of its case against failed firm's founders, panel ruled

consultation discussion

ESMA consults on research bundling, prospectus requirements

Boardroom talk

Manulife unit only major financial firm to adopt TNFD recommendations

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Acts in furtherance of a trade violated securities rules

Two businesswoman using virtual reality glasses at new office to enter the metaverse stock photo

SRO examines industry's foray into virtual worlds

reddit icon

In early 2023, banks faced unprecedented deposit outflows, and evidence suggests social media played a role