TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers
Basel Committee issues new guidance on counterparty credit risk weaknesses
Agency uncovered transaction reporting failures in compliance review
Programs in U.S. and Canada have proven effective at detecting, deterring financial crime
OSC sweep uncovered issues with firms' account opening, client limits
Despite intensified uncertainty, risk landscape is largely stable
Regulators in both markets are increasingly friendly to bank consolidation: Fitch
Morgan Stanley sanctioned by SEC for supervisory failures
Rep circumvented registration limits to trade wider range of securities
Canadian, Nigerian law enforcement secure some recovery in crypto scam
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