Keyword: Investor protection

1624 results found
Collage of british pounds

Regulator commits to reform after judicial rebuke

Consultations target liquidity mismatch vulnerabilities at investment funds

split money

Industry and investor advocates welcome OSC and CIRO proposals

EQ Bank Insurance

Spain's top regulator to lead global group of regulators

Greenwashing ESG

Regulator alleges firm overstated the extent of funds' ESG integration

Businessman examines statistics on a page

Regulators' reviews lead to more enforcement, refiling action

Dispute at desk

CSA says next phase of consultation to come next year

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

Large companies, financial institutions to start climate-related financial disclosures in 2025

Judge looks at papers

OSC failed to prove any of its allegations against dealer, investment banker

Fraud

Leverage strategy deployed on the down low resulted in hefty financial losses