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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ex-CDPQ employees caught in U.S. corruption case

Charges involve alleged bribes paid for government contracts in India

Businessman Blowing Whistle Isolated on White Background

Sweeps buoyed SEC enforcement: report

Brokers' texting, whistleblower protections among regulator's priorities

Wells Fargo claws back US$75 million from top execs in sales scandal

With Trump’s return, Gensler to leave SEC

Departure clears the way for Republicans to name new top regulator

Businessman concetrating while working on laptop

IOSCO tackles abusive hedging

Concerns about conflicts, insider trading, manipulation in pre-hedging trades

CSA set to hike SEDAR, NRD fees

Dramatic revenue increase needed to keep pace with systems costs: regulators

Tribunal rules crypto company’s takeover defence offside

Cease trading shareholder rights plan in the public interest, panel finds

Rule change

Basel III capital reforms get push from global regulators

Call to fully implement global rules follows recent delays, revisions

Compensation pay

Banks’ compensation models need work: FSB

March 2023 bank failures echoed lessons on incentives from financial crisis

Dividing groups

CIRO poised to take over dealer registration

OSC to delegate registration to CIRO, rest of CSA considering it too

Robber captured

U.S. bank examiner admits insider trading

Fed regulator made US$771,678 trading on inside information about banks