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Keyword: Investor protection

1627 results found
consultation discussion

Regulator to seek feedback on emerging issues, particularly in crypto

Court settlement

Investor suit sought more than $1 billion, settles for $6.5 million

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Settlement provides refunds to investors that bought variety of digital assets

calendar court

Quebec court refuses to stay lawsuit, saying regulatory, receivership proceedings could take years

Robber captured

Firms need to beef up anti-money laundering controls, review finds

Old and new sign

SEC reforms under judicial review, Canadian regs won't change first

Euro map

Industry committee to lead technical work on transition to faster settlement

financial risk

Review examines post-crisis response in securitization markets, signals CLO concerns

United States flag with Bitcoin cryptocurrency

Hester Peirce to lead agency's effort to bring more certainty to crypto sector

Lightbulb drawn around tree image, indicating sustainable ideas

Report reveals firm's top ESG trends for investors in 2025