Ex-Morgan Stanley advisor pleaded guilty to fraud, other charges
Resolution avoids risk of litigation, insolvency, court finds
Regulator abandons legal defence of climate rules that began under previous administration
Bipartisan proposal would extend anti-retaliation protections, speed up award decisions
In settlement with OSC, executive sanctioned for loss-making insider trading
Total value of investor settlements dip, as cases involve smaller issuers, SPACs
Regulator aims to cut old requirements amid new conduct standards
SRO previews initiatives to industry event
Local boots on the ground needed to defend investors, state regs tell Congress
Exercise examines sector's resilience to a hypothetical shock scenario
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