Firm dumped overvalued illiquid securities on retail mutual funds, SEC alleges
Regulators propose new streamlined fund reports
Unregistered investment funds are allegedly costing investors millions
Shorter settlement cycle has succeeded in reducing risk, freeing up capital
Complying with new ESG naming requirements proving harder than expected for some firms, regulator says
Competition and regulation pressuring firms' margins, earnings
Precious metal ETF flows hit a record high in the month
Fund liquidity and credit quality risks loom amid uncertain outlook, says ESMA
Fund industry warns about risks to investors as portfolio reporting increases
Fund manager, H2O, agrees to provide €250 million to unitholders