Criteria need to be strict enough to be credible, without being too tough for fund managers
Non-banks' share of global assets rose in 2021, led by investment funds
Shorter settlement cycle for mutual funds won't be mandated
Policymakers call for enhanced liquidity management measures
ESMA proposes portfolio thresholds for ESG, sustainable funds
Deteriorating economic, financial conditions could amplify financial sector stress
In the coming year, the regulator will assess how firms are implementing the CFRs
Significant product changes offer opportunities to engage clients, get to know them better and address suitability
Holba joined Empire Life Investments in 2009 and previously served as vice-president, retail distribution
Sweeping compliance review finds issues with fund industry charging practices
aHR0cHM6Ly93d3cuaW52ZXN0bWVudGV4ZWN1dGl2ZS5jb20vdGFnL2ludmVzdG1lbnQtZnVuZHMvcGFnZS8xNC8(U2NyZWVuSGVpZ2h0)NzIw(U2NyZWVuV2lkdGg)MTI4MA(T0ZTWVNfUmVmZXJyZXI)(dmlzaXRvcktleQ)cWRvRlVEQU0(dmlzaXRLZXk)NlNwSU10VTM){kind=small}