Compliance review found violations of anti-money laundering rules
Firm winding down after running into capital trouble
Risky firms, crypto platforms add to compliance division's workload
Proposals seek to ease capital raising, bring back research bundling
Investment banking gains cushion weakness in banking: Fitch
Organization launches pilot program to allow remote supervision
Fraud claims pass suitability issues among investment cases
Self-regulatory organization reported year-over-year decline in decisions and sanctions
SRO drops firm sponsorship requirement, among other changes
Consultation highlights industry concerns