Organization launches pilot program to allow remote supervision
Fraud claims pass suitability issues among investment cases
Self-regulatory organization reported year-over-year decline in decisions and sanctions
SRO drops firm sponsorship requirement, among other changes
Consultation highlights industry concerns
Global revenues up driven by debt issuance, M&A advisory fees, LSEG reports
RBC Capital Markets dominates underwriting league tables
Both equity and debt issuance rises in the first six months of the year
U.S. SRO highlights regulatory implications
SRO integration and investor protection also on the agenda