Collections plunge as hefty sanctions are handed out
New SRO aims to harmonize requirements for fund dealers and investment dealers
Strong trading activity offsets weakness in underwriting, M&A
CSA and CIRO seek feedback on the SEC's market structure proposals
Proposal aims to address concerns about competitiveness of smaller brokers
Banks to bear the brunt of fee increase, as case volumes jump
BMO tops equity league tables, RBC leads debt rankings
Weak deal activity, syndicated lending drive drop in bankers' fees
Through three quarters, equity issuance is up 8% and debt rose 2%, Refinitiv reports
Another 10 firms sanctioned for extensive recordkeeping violations