Regulator calls for continuity plans at one-man shops
SRO consults on options for resolving long-standing regulatory disparity
New rules beef up disclosure, investor protections around shell company financings
Policymakers to implement consolidated tapes, ban payments for order flow
U.S. banks are set to report brighter investment banking and trading revenue, a report says
Move aims to reduce the burden of printing and mailing disclosures to investors
Equity issuance surged 37% in 2023; debt up 19% from previous year
Deal activity rose in the fourth quarter, LSEG Data & Analytics reported
Strength in secondary offerings overcomes weak IPO market
Regulator proposes bond market transparency reforms alongside simplified listing regime