Keyword: Investment dealers

413 results found

Peter Lee says CIBC's combined services for HNW clients are a "cross-pollination" that appeals to this affluent group

Arbitrator rules the firm must pay out more than $19 million, much less than the amounts sought by Ira Gluskin and Gerry Sheff

Hargreave Hale has $13.5 billion in assets under administration, management and management contract

Crestridge will be consolidated with Bellwether Investment Management, a Lorne Park subsidiary

Social, not sales

Internal Canaccord study found that 70% of the 20 advisors who had the most growth in AUA in the past year were active daily on social media

  • By: Leah Golob
  • June 23, 2017 December 19, 2017
  • 08:30

The investment industry generated $76 billion in economic activity in 2016 and is responsible for providing direct employment for 40,130 workers

  • By: Leah Golob
  • June 19, 2017 December 19, 2017
  • 12:50

After-tax profit for NYSE members rose to almost US$4 billion

Court rules in favour of labour-sponsored venture fund against fund manager

But the costs of terminating a long-term administrative employee who had agreed to work for the buyer for at least six months after the sale were the buyer’s responsibility

Kevin Webber and Daniel Brodlieb were drawn to Raymond James for its “unique culture that celebrates and nurtures independent advice”

U.S. retail brokerages still managed to enjoy revenue growth during the first quarter