Proprietary trader entitled to six-month’s notice, additional damages and costs
Rebrand reflects firm’s focus to put client interests first
Financial advisors are becoming more identified as “managers of managers,” says Ian Russell, IIAC president and CEO
The new head of BMO Nesbitt Burns wants to help advisors grow their businesses by working with other experts at BMO
Taking this approach can help arrest erosion in operating margins in the wealth-management business and be of benefit to clients
TD Securities first in equity and debt underwriter rankings
Regulator launches SIE exam
Jennifer Tozser’s team previously worked previously at CIBC Wood Gundy
The pressure on firms to evolve, invest in new technologies and keep up with ever-increasing compliance costs were the key drivers of this trend
Elie Nour left Manulfe Securities to start investment dealer Nour Private Wealth