More than 6,000 clients in fee-based accounts were charged a higher fee than they should have been
Request follows recent a SEC decision which found that exchanges did not provide sufficient justification for their marketplace fees
Veteran advisor Les Sherman makes the switch
Investment dealer will sharpen focus on Canadian operations where growth opportunities are greater
Partnership will help dealer meet the growing needs of global family offices
The new visual identity comes as the company has substantially increased the scale of its global wealth management operations
Canadian firms could face onerous withholding and backup reporting requirements
Richardson GMP’s new focus is on intergenerational wealth transfer
The owner of Chippingham Financial and Rothenberg Group of Cos. Is acquiring the Vancouver-based dealer for more than $100 million
The firm has added 16 advisory teams from a year ago while client AUA rose by 54.3% year-over-year