Market gains, net inflows boost assets held in the non-bank sector
TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers
OSC sweep uncovered issues with firms' account opening, client limits
CSA issues new guidance, consults on possible future reforms to address AI advances
Level of concern declines alongside interest rates, CSA reports
Improving economic outlook underpins strong deal activity: Crosbie & Co.
Sector's strong profits, stable leverage to offset downside risks
With strong financials and easing regulation, conditions are ripe for more dealmaking, Fitch says
Enforcement case volumes decline in fiscal 2024, agency says
Brokers' texting, whistleblower protections among regulator's priorities