Keyword: Investment dealers

428 results found
U.S. Canada flag

CSA and CIRO seek feedback on the SEC's market structure proposals

big vs little

Proposal aims to address concerns about competitiveness of smaller brokers

Dispute at desk

Banks to bear the brunt of fee increase, as case volumes jump

A three-dimensional composition, a red arrow, breaks through the brick wall and can be used in any design

BMO tops equity league tables, RBC leads debt rankings

Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

Weak deal activity, syndicated lending drive drop in bankers' fees

Global growth

Through three quarters, equity issuance is up 8% and debt rose 2%, Refinitiv reports

Using phone for finances

Another 10 firms sanctioned for extensive recordkeeping violations

rules and regulations

Canada remained the last G20 country without conduct standards for OTC derivatives markets

Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept

Fees for investment dealers to rise 6.4%, annual report says

rules and regulations

Proposal aims to ease regulatory costs, encourage capital formation by mature issuers