Keyword: Investment dealers

413 results found
Quantum computer

SRO examines potential implications of a computing revolution

new label

Approval came nine months after the firm filed its initial application

  • By: Katie Keir
  • October 26, 2023 October 26, 2023
  • 12:56
penalty card

Collections plunge as hefty sanctions are handed out

merger

New SRO aims to harmonize requirements for fund dealers and investment dealers

Strong trading activity offsets weakness in underwriting, M&A

U.S. Canada flag

CSA and CIRO seek feedback on the SEC's market structure proposals

big vs little

Proposal aims to address concerns about competitiveness of smaller brokers

Dispute at desk

Banks to bear the brunt of fee increase, as case volumes jump

A three-dimensional composition, a red arrow, breaks through the brick wall and can be used in any design

BMO tops equity league tables, RBC leads debt rankings

Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

Weak deal activity, syndicated lending drive drop in bankers' fees